STRATEGIC AND OPERATIONAL RISK
Create objective and thorough risk and control self-assessments and loss tracking. Supports guidance from sources such as ISO 31000, COSO and SOX while allowing you to demonstrate independence via workflows with granular audit trails with the following software solutions:
• Risk Management
• Incident Management
• Loss Tracking and Reporting
DIGITAL
RISK
Manage and mitigate risks from cybersecurity threats and protect your organization’s data. Overcome common challenges surrounding cybersecurity and data privacy with the following software solutions:
• Vulnerability Management
• IT Risk Management
• Data Privacy and GDPR
BUSINESS
RESILIENCY
Risk mitigation and disaster recovery programs that resolve issues as quickly as possible to minimize impact. Solutions can be deployed in weeks rather than months with the following software solutions:
• Business Continuity Management • Crisis Management
• Disaster Recovery
• Contingency Management
COMPLIANCE
RISK
Monitor regulations with updates from integrated content providers such as LexisNexis and Clear Markets Practices. Demonstrate oversight of sales compensation and incentive programs and independence via workflows and granular audit trails with the following software solutions:
• Regulatory Change & Exam
• Policy Management
• Conflict of Interest
• Gifts & Hospitality
• Survey Questionnaires & Assessments
VENDOR
RISK
Securely expand your network of third-parties and IT vendors while expediting due-diligence reviews by leveraging integration with World-Check, Security Scorecard, and Argos Risk with the following software solutions:
• IT Vendor Risk
• Third-party Risk
• Contact Management
AUDIT
MANAGEMENT
Perform objective risk-based audit approach while automating all phases of audit process including selection, planning, execution, reporting, and followup with the following software solutions:
• Audit Management
• Control Testing
• Work Paper Management
