SOLUTIONS FOR FINANCIAL SERVICES

Transform uncertainty into opportunity. Integrated risk management and business tarnformation solutions to improve business performance and advance confidently. Digital transformation is driving Financial Services firms to reinvent themselves at lightning speed. The rise of Fintech has increased pressure from non-traditional competitors, while raising your exposure to third-party risk.

This new digital economy is boundaryless, with real-time free flowing information, yet traditional GRC programs are siloed. With a lack of integration, it is increasingly difficult to aggregate and report accurate, timely and complete risk data. Our solutions helps accelerate time to value, eliminate silos and enables risk and compliance functions to address their most pressing challenges

HOW OUR SOLUTIONS CAN HELP

STRATEGIC AND OPERATIONAL RISK

Create objective and thorough risk and control self-assessments and loss tracking. Supports guidance from sources such as ISO 31000, COSO and SOX while allowing you to demonstrate independence via workflows with granular audit trails with the following software solutions:

• Risk Management

• Incident Management

• Loss Tracking and Reporting

DIGITAL

RISK

 

Manage and mitigate risks from cybersecurity threats and protect your organization’s data. Overcome common challenges surrounding cybersecurity and data privacy with the following software solutions:

 

• Vulnerability Management

• IT Risk Management

• Data Privacy and GDPR

BUSINESS

RESILIENCY

Risk mitigation and disaster recovery programs that resolve issues as quickly as possible to minimize impact. Solutions can be deployed in weeks rather than months with the following software solutions:

• Business Continuity Management • Crisis Management

• Disaster Recovery

• Contingency Management

COMPLIANCE

RISK

 

Monitor regulations with updates from integrated content providers such as LexisNexis and Clear Markets Practices. Demonstrate oversight of sales compensation and incentive programs and independence via workflows and granular audit trails with the following software solutions:

 

• Regulatory Change & Exam          

• Policy Management

• Conflict of Interest

• Gifts & Hospitality

• Survey Questionnaires &       Assessments

VENDOR

RISK

 

Securely expand your network of third-parties and IT vendors while expediting due-diligence reviews by leveraging integration with World-Check, Security Scorecard, and Argos Risk with the following software solutions:

• IT Vendor Risk

• Third-party Risk

• Contact Management

AUDIT

MANAGEMENT

 

Perform objective risk-based audit approach while automating all phases of audit process including selection, planning, execution, reporting, and followup with the following software solutions:

 

• Audit Management

• Control Testing

• Work Paper Management

WANT TO FIND OUT MORE

Looking for a solution for your Financial Services business? Get in touch to find out how we can help.

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